Overview

Joan M Carroll, Principal, Market Leader, Wealth Advisory.

As a dedicated wealth advisor at CLA since 2007, Joan brings a wealth of expertise and a personalized approach to serving high-net-worth individuals and business owners. With a deep understanding of the unique challenges and opportunities that clients face, Joan is committed to delivering tailored strategies that enhance financial well-being and drive long-term success.

Joan’s greatest strengths lie in their exceptional listening skills and their ability to identify precise ways to assist clients. By taking the time to understand each client's needs, goals, and concerns, they build strong, trust-based relationships that form the foundation of effective financial planning.

CLA’s approach is characterized by meticulous planning and the integration of seamless services. Joan excels in designing comprehensive financial plans that not only address immediate needs but also anticipate future opportunities and challenges. By leveraging the wide array of resources and expertise available at CLA, they ensure that every aspect of a client’s financial life is considered and optimized.

Services Offered

- Personalized financial planning

- Investment management

- Retirement planning

- Estate planning

- Tax strategy

- Business succession planning

Joan provides an outstanding client experience through initiative taking communication and regular reviews to ensure that strategies remain aligned with each client’s evolving objectives. This Initiative taking approach means clients can focus on their personal and professional lives, confident that their financial future is in capable hands.

CLA’s continuous pursuit of professional development ensures knowledge at the forefront of industry trends and regulatory changes, providing clients with informed and forward-thinking advice. Joan currently holds a series, 65,6,63 and 26 license.

Outside of their professional endeavors, Joan enjoys spending time with her husband and three children, traveling and attending sporting events, reflecting a well-rounded approach to life and work. She is a member of Rotary and active member of the local chamber and convention and visitor Bureau.

With a proven record of success and a passion for helping clients achieve their financial aspirations, Joan is a trusted partner in navigating the complexities of wealth management. At CLA, they are ready to guide you through every stage of your financial journey, offering expertise, integrity, and a commitment to excellence.