Overview
Brian Buffie is the Managing Director of Quality and Chief Compliance Officer and part of the leadership team for CLA Wealth Advisors LLC. Brian has been responsible for the regulatory, legal and compliance functions for the wealth advisory service line since joining the firm in 2016.
Education
Brian earned a BA in Political Science from Gustavus Adophus College in 2004 and graduated with a JD from Hamline University School of Law in 2007. He is licensed to practice Law in Minnesota and also holds the FINRA Series 7, 14, 24, 52, 53 and 66 licenses.
In the community
Brian is an active member of the community as a coach for several youth athletic teams including both boys and girls hockey. Brian has been a volunteer director for the CGHA Board as the Vice President of Administration for the past 8 years along with volunteering as the association's Goalie Development Director.